Financial Institutions Examiner (FIE Field Examiner)

About the DFPI

The Department of Financial Protection and Innovation (DFPI) protects consumers and oversees financial service providers and products. The DFPI supervises the operations of state-licensed financial institutions, including banks, credit unions and money transmitters. Additionally, the DFPI licenses and regulates a variety of financial service providers, including securities brokers and dealers, investment advisers, payday lenders and other consumer finance lenders. The DFPI offers benefit packages, competitive salary, a robust training program and opportunities for advancement.

Position Details

Job Code #:

JC-393618

Position #(s):

410-321-4101-328

Working Title:

FIE Field Examiner

Classification:

FINANCIAL INSTITUTIONS EXAMINER

$4,295.00 - $8,367.00

A $4,295.00 - $5,715.00

B $5,543.00 - $6,943.00

C $6,684.00 - $8,367.00

CalHR has authorized the DFPI to pay candidates hired in at the Financial Institutions Examiner level (Range A) a hire above minimum (H.A.M.) rate of $5283.00.

# of Positions:

1

Work Location:

Los Angeles County

Job Type:

Permanent, Full Time

Job Description And Duties

The Department of Financial Protection and Innovation is recruiting for one (1) permanent/full-time Financial Institutions Examiner (FIE) position in the Division of Corporations and Financial Institutions, Broker Dealer/Investment Adviser office. Position to be located in the Los Angeles office. This recruitment may be used to fill subsequent vacancies of these positions within the next 180 days.

The Financial Institutions Examiner (FIE) reports directly to the assigned Financial Institutions Manager and may receive additional instruction from a Senior Financial Institutions Examiner (SFIE) or lead FIE. The FIE conducts field examinations of investment advisers and broker-dealers in compliance with the Corporate Securities Law of 1968.

The position may require extensive travel to licensees and occasional travel to conferences, meetings, and training events. Travel is primarily done by driving, but also includes periodic air travel, periodic overnight travel, and occasional overtime.

Final Filing Date: 10/2/2023

Examination Information

Applicants will need to take and pass the online Financial Institutions Examiner exam/assessment to be eligible to apply for the Financial Institutions Examiner position. Please visit: https://www.calcareers.ca.gov/JOBSGEN/0PBBX.PDF

Minimum Qualifications

Education: Equivalent to graduation from college with a specialization in accounting, business administration, economics, finance, or a related business/management specialization. OR

Completion of the equivalent of 16 semester hours of professional accounting courses given by a collegiate-grade residence institution, including courses in elementary and advanced or intermediate accounting, auditing, and cost accounting; and three semester hours of business law.

Consider a rewarding and challenging career with the DFPI!

DFPI Website: www.dfpi.ca.gov